-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D7z7E2oYF5DGKbs55NUaFR7j38/GE4dNcopSKMQy+E82NIx0nsC6Jzsw9M7SGTS6 +8Gpz+2y2NIOYEYuPiSooQ== /in/edgar/work/20000619/0000950129-00-003258/0000950129-00-003258.txt : 20000920 0000950129-00-003258.hdr.sgml : 20000919 ACCESSION NUMBER: 0000950129-00-003258 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20000619 GROUP MEMBERS: BESS C STEPHENS GROUP MEMBERS: BESS C STEPHENS TRUST GROUP MEMBERS: BRADBURY ENTERPRISES GROUP MEMBERS: CORAL PARTNERS GROUP MEMBERS: CORAL TWO CORPORATION GROUP MEMBERS: CURTIS F BRADBURY JR GROUP MEMBERS: DOUGLAS H MARTIN GROUP MEMBERS: ELIZABETH ANN STEPHENS CAMPBELL REVOCABLE TRUST GROUP MEMBERS: ELIZABETH STEPHENS CAMPBELL GROUP MEMBERS: HARRIET C STEPHENS GROUP MEMBERS: HARRIET CALHOUN STEPHENS TRUST GROUP MEMBERS: J AND J PARTNERS GROUP MEMBERS: JACKSON T STEPHENS GROUP MEMBERS: JACKSON T STEPHENS GRANDCHILDRENS TRUST AAAA GROUP MEMBERS: JACKSON T STEPHENS TRUST NO ONE GROUP MEMBERS: JACOBY ENTERPRISES INC GROUP MEMBERS: JOHN CALHOUN STEPHENS TRUST GROUP MEMBERS: JON E M JACOBY GROUP MEMBERS: LAURA WHITAKER STEPHENS TRUST GROUP MEMBERS: PAMELA DIANE STEPHENS GROUP MEMBERS: PAMELA DIANE STEPHENS TRUST ONE GROUP MEMBERS: STEPHENS GROUP INC GROUP MEMBERS: VERNON J GISS GROUP MEMBERS: VOTING TRUST PURSUANT TO AGREEMENT JUNE 8 1998 GROUP MEMBERS: W R STEPHENS JR REVOCABLE TRUST GROUP MEMBERS: WARREN & HARRIET STEPHENS CHILDRENS TRUST GROUP MEMBERS: WARREN A STEPHENS GROUP MEMBERS: WARREN A STEPHENS TRUST GROUP MEMBERS: WARREN MILES AMERINE STEPHENS TRUST UID 9 10 86 GROUP MEMBERS: WILTON R STEPHENS JR SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POWER ONE INC CENTRAL INDEX KEY: 0001042825 STANDARD INDUSTRIAL CLASSIFICATION: [3679 ] IRS NUMBER: 770420182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-51761 FILM NUMBER: 657115 BUSINESS ADDRESS: STREET 1: 740 CALLE PLANO CITY: CAMARILLO STATE: CA ZIP: 93012 BUSINESS PHONE: 8059878741 MAIL ADDRESS: STREET 1: 740 CALLE PLANO CITY: CAMARILLO STATE: CA ZIP: 93012 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEPHENS GROUP INC CENTRAL INDEX KEY: 0001027804 STANDARD INDUSTRIAL CLASSIFICATION: [0000 ] IRS NUMBER: 710211822 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 111 CENTER STREET STREET 2: STE 2300 CITY: LITTLE ROCK STATE: AR ZIP: 72201 BUSINESS PHONE: 5015772573 MAIL ADDRESS: STREET 1: 111 CENTER ST STREET 2: STE 2300 CITY: LITTLE ROCK STATE: AR ZIP: 72201 SC 13D/A 1 0001.txt AMENDMENT NO. 2 TO SCHEDULE 13D 1 CUSIP No. 739308 10 4 Page 1 of 41 Pages --------------------------- OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per form.......14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* Power-One, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 739308 10 4 - -------------------------------------------------------------------------------- (CUSIP Number) David A. Knight, c/o Stephens Group, Inc., 111 Center Street, Little Rock, AR 72201, (501) 377-2573 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 12, 2000 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 739308 10 4 Page 2 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Voting trust pursuant to agreement dated as of June 8, 1998 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 6,907,870 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 6,907,870 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 18.9 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- 3 CUSIP No. 739308 10 4 Page 3 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Stephens Group, Inc. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [X] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 3,750,238 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 3,750,238 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 10.3 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) HC, CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 4 CUSIP No. 739308 10 4 Page 4 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jackson T. Stephens Trust No. One - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 112,062 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 112,062 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.3 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 5 CUSIP No. 739308 10 4 Page 5 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jackson T. Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 244,668 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 244,668 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.7 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 6 CUSIP No. 739308 10 4 Page 6 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren A. Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 78,408 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 132,312 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 78,408 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 645,367 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 723,775 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 2.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 7 CUSIP No. 739308 10 4 Page 7 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Bess C. Stephens Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 132,606 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 132,606 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.4 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 8 CUSIP No. 739308 10 4 Page 8 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Bess C. Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 26,250 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 534,112 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 534,112 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.5 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 9 CUSIP No. 739308 10 4 Page 9 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Vernon J. Giss - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 132,606 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 132,606 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.4 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 10 CUSIP No. 739308 10 4 Page 10 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren A. Stephens Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 75,870 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 75,870 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.2 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 11 CUSIP No. 739308 10 4 Page 11 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren & Harriet Stephens Children's Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 149,968 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 149,968 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.4 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 12 CUSIP No. 739308 10 4 Page 12 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jon E.M. Jacoby - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 15,283 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 199,812 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 15,283 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 1,458,967 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,474,250 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 4.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 13 CUSIP No. 739308 10 4 Page 13 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Harriet Calhoun Stephens Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 38,127 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 38,127 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 14 CUSIP No. 739308 10 4 Page 14 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Harriet C. Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 38,127 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 38,127 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 15 CUSIP No. 739308 10 4 Page 15 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Elizabeth Ann Stephens Campbell Revocable Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 269,943 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 269,943 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.7 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 16 CUSIP No. 739308 10 4 Page 16 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Elizabeth Stephens Campbell - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 645,199 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 645,199 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.8 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 17 CUSIP No. 739308 10 4 Page 17 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) W.R. Stephens, Jr. Revocable Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 372,394 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 372,394 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 18 CUSIP No. 739308 10 4 Page 18 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Wilton R. Stephens, Jr. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 26,500 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 773,900 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 773,900 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 2.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 19 CUSIP No. 739308 10 4 Page 19 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jackson T. Stephens Grandchildren Trust AAAA - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 553,783 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 553,783 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.5 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 20 CUSIP No. 739308 10 4 Page 20 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Pamela Diane Stephens Trust One - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 375,256 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 375,256 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 21 CUSIP No. 739308 10 4 Page 21 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Pamela Diane Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 375,256 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 375,256 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 22 CUSIP No. 739308 10 4 Page 22 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren Miles Amerine Stephens Trust UID 9/10/86 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 73,080 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 73,080 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.2 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 23 CUSIP No. 739308 10 4 Page 23 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) John Calhoun Stephens Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 73,080 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 73,080 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.2 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 24 CUSIP No. 739308 10 4 Page 24 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Laura Whitaker Stephens Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 73,080 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 73,080 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.2 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 25 CUSIP No. 739308 10 4 Page 25 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) J & J Partners - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person -0- - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 26 CUSIP No. 739308 10 4 Page 26 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jacoby Enterprises, Inc. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 230,725 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 230,725 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.6 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 27 CUSIP No. 739308 10 4 Page 27 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Coral Two Corporation - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 141,772 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 141,772 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.4 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 28 CUSIP No. 739308 10 4 Page 28 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Douglas H. Martin - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 41,727 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 41,727 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 75,079 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 116,806 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.3 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 29 CUSIP No. 739308 10 4 Page 29 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Curtis F. Bradbury, Jr. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 214,272 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 214,272 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.6 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 30 CUSIP No. 739308 10 4 Page 30 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Bradbury Enterprises - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person -0- - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 31 CUSIP No. 739308 10 4 Page 31 of 41 Pages SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Coral Partners - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 105,883 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 105,883 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.3 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 32 CUSIP No. 739308 10 4 Page 32 of 41 Pages This Amendment No. 2 amends and supplements the Schedule 13D initially filed by the Reporting Persons on June 11, 1998. It is being filed to report a decrease in beneficial ownership resulting from the sale of Power-One common stock by certain of the Reporting Persons. Except as set forth below, there are no changes in the Schedule 13D. Capitalized terms not otherwise defined herein shall have the same meanings as defined in the Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5 is hereby amended by deleting the previous Item 5 and replacing it in its entirety with the following: (a) The table below discloses the ownership of the common stock of Power-One by the Reporting Persons and their respective directors and executive officers. Share amounts reflect a 3 for 2 stock split on June 5, 2000.
Percent of Number Outstanding Name of Shares Shares Voting Power Investment Power - ---- --------- ----------- ------------ ---------------- Voting Trust pursuant to the Voting Trust Agreement 6,907,870 18.9 Sole: 6,907,870 -0- Stephens Group, Inc. 3,750,238 10.3 -0- Shared: 3,750,238 Jackson T. Stephens Trust No. One 112,062 0.3 -0- Shared: 112,062 Bess C. Stephens Trust 132,606 0.4 -0- Shared: 132,606 Warren A. Stephens Trust 75,870 0.2 -0- Shared: 75,870 Warren & Harriet Stephens Children's Trust 149,968 0.4 -0- Shared: 149,968 Harriet Calhoun Stephens Trust 38,127 0.1 -0- Shared: 38,127 Elizabeth Ann Stephens Campbell Revocable Trust 269,943 0.7 -0- Shared: 269,943 W. R. Stephens, Jr. Revocable Trust 372,394 1.0 -0- Shared: 372,394 Jackson T. Stephens Grandchildrens Trust AAAA 553,783 1.5 -0- Shared: 553,783 Pamela Diane Stephens Trust One 375,256 1.0 -0- Shared: 375,256 Warren Miles Amerine Stephens Trust 73,080 0.2 -0- Shared: 73,080 John Calhoun Stephens Trust 73,080 0.2 -0- Shared: 73,080 Laura Whitaker Stephens Trust 73,080 0.2 -0- Shared: 73,080 Jackson T. Stephens (1) 244,668 0.7 -0- Shared: 244,668 Warren A. Stephens (2) 723,775 2.0 Sole: 78,408 Sole: 78,408 Shared: 132,312 Shared: 645,367 Bess C. Stephens (3) 534,112 1.5 Shared: 26,250 Shared: 534,112 Vernon J. Giss (4) 132,606 0.4 -0- Shared: 132,606 Jon E.M. Jacoby (5) 1,474,250 4.0 Sole: 15,283 Sole: 15,283 Shared: 199,812 Shared: 1,458,967 Harriet C. Stephens (6) 38,127 0.1 -0- Shared: 38,127 Elizabeth Stephens Campbell (7) 645,199 1.8 -0- Shared: 645,199 Wilton R. Stephens, Jr. (8) 773,900 2.1 Shared: 26,500 Shared: 773,900 Pamela Diane Stephens (9) 375,256 1.0 -0- Shared: 375,256 J & J Partners -0- 0.0 -0- -0- Jacoby Enterprises, Inc. 230,725 0.6 -0- Shared: 230,725 Coral Two Corporation 141,772 0.4 -0- Shared: 141,772 Douglas H. Martin (10) 116,806 0.3 Sole: 41,727 Sole: 41,727 Shared: 75,079 Curtis F. Bradbury, Jr. (11) 214,272 0.6 -0- Shared: 214,272 Bradbury Enterprises -0- 0.0 -0- -0-
33 CUSIP No. 739308 10 4 Page 33 of 41 Pages
Percent of Number Outstanding Name of Shares Shares Voting Power Investment Power - ---- --------- ----------- ------------ ---------------- I. Ernest Butler (12) 67,500 0.3 Shared: 67,500 Shared: 67,500 Coral Partners 105,883 0.3 -0- Shared: 105,883 Craig D. Campbell -0- -0- -0- -0- William Walker 6,750 0.0 Sole: 6,750 Sole: 6,750
(1) Includes 112,062 shares beneficially owned by Jackson T. Stephens Trust No. One and 132,606 shares beneficially owned by Bess C. Stephens Trust, of which Jackson T. Stephens is a trustee. (2) Includes 112,062 shares beneficially owned by Jackson T. Stephens Trust No. One, 75,870 shares beneficially owned by Warren A. Stephens Trust, 73,080 shares beneficially owned by each of Warren Miles Amerine Stephens Trust, John Calhoun Stephens Trust and Laura Whitaker Stephens Trust, and 44,104 shares owned by each of Grandchild's Trust One UID 12/16/85, Grandchild's Trust Two UID 12/16/85 and Grandchild's Trust Three UID 12/89. Mr. Stephens is a trustee for each of these trusts. Also includes 78,408 shares owned by Stephens Inc. Custodian for Warren A. Stephens IRA. Also includes 105,883 shares beneficially owned by Coral Partners, of which Mr. Stephens is a general partner. (3) Includes 132,606 shares beneficially owned by Bess C. Stephens Trust, 375,256 shares beneficially owned by Pamela Diane Stephens Trust One and 26,250 shares owned by W.R. Stephens, Jr. Children's Trust UID 3/1/95. Ms. Stephens is a trustee for each of these trusts. (4) Includes 132,606 shares beneficially owned by Bess C. Stephens Trust, of which Vernon J. Giss is a trustee. (5) Includes 44,104 shares owned by each of Grandchild's Trust One UID 12/16/85, Grandchild's Trust Two UID 12/16/85 and Grandchild's Trust Three UID 12/89, 149,968 shares beneficially owned by Warren & Harriet Stephens Children's Trust UID 9/30/87, 553,783 shares beneficially owned by Jackson T. Stephens Grandchildren's Trust AAAA, and 22,500 shares owned by each of Susan Stephens Campbell 1995 Trust UID 12/4/95, Craig D. Campbell, Jr. 1995 Trust UID 12/4/95 and Elizabeth Chisum Campbell 1995 Trust UID 12/4/95. Mr. Jacoby is a trustee for each of these trusts. Also includes 230,725 shares beneficially owned by Jacoby Enterprises, Inc., 141,772 shares beneficially owned by Coral Two Corporation, 15,283 shares owned by Delaware Charter Guarantee & Trust F/B/O Jon E.M. Jacoby Keogh, 105,883 shares beneficially owned by Coral Partners and 77,024 shares beneficially owned by Mr. Jacoby. (6) Includes 38,127 shares beneficially owned by Harriet Calhoun Stephens Trust, of which Harriet C. Stephens is a trustee. Excludes shares beneficially owned by Harriet Calhoun Stephens' husband, Warren A. Stephens, listed in note (2) above. (7) Includes 269,943 shares beneficially owned by Elizabeth Ann Stephens Campbell Revocable Trust and 375,256 shares beneficially owned by Pamela Diane Stephens Trust One, of which Elizabeth Stephens Campbell is a trustee. (8) Includes 372,394 shares beneficially owned by W. R. Stephens, Jr. Revocable Trust and 375,256 shares beneficially owned by Pamela Diane Stephens Trust One, of which Wilton R. Stephens, Jr. is a trustee. Also includes 26,250 shares owned by W.R. Stephens, Jr. Children's Trust UID 3/1/95, of which Wilton R. Stephens, Jr. is a trustee. (9) Includes 375,256 shares beneficially owned by Pamela Diane Stephens Trust One, of which Pamela Diane Stephens is a trustee. 34 CUSIP No. 739308 10 4 Page 34 of 41 Pages (10) Includes 41,727 shares owned by Stephens Inc. Custodian for Douglas H. Martin IRA and 75,079 shares beneficially owned by Mr. Martin. (11) Includes 214,272 shares beneficially owned by Mr. Bradbury. (12) Includes 22,500 shares owned by each of Susan Stephens Campbell 1995 Trust UID 12/4/95, Craig D. Campbell, Jr. 1995 Trust UID 12/4/95 and Elizabeth Chisum Campbell 1995 Trust UID 12/4/95. Mr. Butler is a trustee for each of these trusts. (b) The table below discloses the beneficial ownership of common stock of Power-One by persons who may comprise a group with any of the Reporting Persons within the meaning of Rule 13-d(3) of the Exchange Act. The persons listed below expressly disclaim membership in any group pursuant to Regulation 13D.
Percent of Number Outstanding Name of Shares Shares - ---- --------- ----------- Stephens Inc. 4,420 0.0 Grandchild's Trust One 44,104 0.1 Grandchild's Trust Two 44,104 0.1 Grandchild's Trust Three 44,104 0.1 K. Rick Turner 4,539 0.0 C. Ray Gash 202 0.0 Robert L. Schulte 100 0.0 William S. Walker 6,750 0.0 Gordon D. Grender & Amanda F. Grender, JTWROS 117,612 0.3 Susan Stephens Campbell 1995 Trust 22,500 0.1 Craig D. Campbell, Jr. 1995 Trust 22,500 0.1 Elizabeth Chisum Campbell 1995 Trust 22,500 0.1 W. R. Stephens, Jr. Children's Trust 26,500 0.1
(c) The Voting Trustee expressly disclaims beneficial ownership of any securities covered by this Schedule 13D. (d) The table below discloses the sale of shares of Power-One common stock by certain of the Reporting Persons during the past sixty days. All of such sales were effected in broker's transactions.
Number of Name Date Shares Price - ---- ---- ---------- ----- Stephens Group, Inc. 5/8/00 25,000 75 7/8 5/8/00 37,800 76 9/32 5/8/00 1,800 76 1/2 5/8/00 4,300 76 1/4 5/8/00 100 76 1/8 5/8/00 10,700 76 3/8 5/9/00 7,100 76 1/8 5/9/00 9,400 75 7/8 5/9/00 5,300 76 1/2 5/9/00 8,000 76 3/4 5/9/00 1,000 77 3/4
35 CUSIP No. 739308 10 4 Page 35 of 41 Pages
Number of Name Date Shares Price - ---- ---- ---------- ----- 5/9/00 7,100 77 11/16 5/9/00 100 78 5/16 5/9/00 20,000 77 5/8 5/9/00 10,000 78 5/9/00 6,300 77 1/2 5/9/00 10,000 75 3/16 5/9/00 2,400 77 1/4 5/10/00 4,900 76 1/2 5/10/00 20,000 70 7/8 5/12/00 100 89 1/4 5/12/00 1,300 90 1/2 5/12/00 3,600 90 5/12/00 10,000 88 3/4 5/12/00 5,000 89 1/2 6/15/00 21,800 80 6/15/00 23,600 80 6/16/00 82 85 3/4 6/16/00 1,896 87 1/8 6/16/00 2,200 87 6/16/00 10,500 85 3/8 6/16/00 5,100 86 6/16/00 4,000 85 7/16 6/16/00 10,000 84 1/2 6/16/00 4,500 85 1/4 6/16/00 2,500 85 1/4 6/16/00 500 85 1/4 6/16/00 10,000 85 3/4 6/16/00 10,982 81 6/16/00 20,000 81 1/4 6/16/00 10,000 81 3/4 6/16/00 10,000 82 1/4 6/16/00 10,000 82 3/4 6/16/00 5,500 84 1/4 6/16/00 10,000 83 3/4 6/16/00 4,320 83 15/16 6/16/00 10,000 84 6/16/00 10,000 83 1/2 Jackson T. Stephens Trust One 5/16/00 3,000 92.2558 Jackson T. Stephens 5/16/00 22,000 92.2558 Bess C. Stephens Trust UID 1/4/85 5/12/00 3,000 90 5/15/00 20,000 88.363 5/16/00 2,000 92.2558 Harriet Calhoun Stephens Trust UID 3/22/84 4/26/00 1,700 72 1/16 4/26/00 200 71 15/16 4/26/00 1,200 71 7/8 4/28/00 1,900 68 7/8 5/2/00 5,000 71 1/2 5/8/00 200 76 3/4 5/8/00 4,800 76 5/8 5/12/00 5,000 89 5/12/00 5,000 89 5/12/00 5,000 89 Elizabeth Ann Stephens Campbell Revocable Trust 5/16/00 30,000 92.2558 5/16/00 8,300 92.2558 6/15/00 1,000 81 6/15/00 5,600 80 7/8 6/15/00 3,800 80 3/4 6/15/00 4,600 80 W.R. Stephens Jr. Revocable Trust 5/12/00 3,000 90 5/12/00 1,000 88 5/15/00 20,000 88.363 5/16/00 1,000 92.2558
36 CUSIP No. 739308 10 4 Page 36 of 41 Pages
Number of Name Date Shares Price - ---- ---- ---------- ----- Pamela Diane Stephens Trust One UID 4/10/92 5/12/00 3,000 90 5/12/00 1,000 88 5/15/00 20,000 88.363 5/16/00 1,000 92.2558 Warren Miles Amerine Stephens Trust UID 9/10/86 5/8/00 300 76 5/8 5/8/00 4,700 76 1/2 John Calhoun Stephens Trust UID 12/1/87 5/8/00 5,000 76 1/2 Laura Whitaker Stephens Trust UID 12/28/90 5/8/00 5,000 77 Coral Two Corporation 6/8/00 13,500 75 6/9/00 3,500 75 3/4 6/9/00 3,000 75 7/8 Jon E.M. Jacoby 6/5/00 13,200 (1) 71 1/2 6/6/00 6,800 (1) 78 1/2 6/9/00 6,100 73 1/2 6/9/00 1,000 73 1/4 6/9/00 10,000 73 Jacoby Enterprises, Inc. 5/8/00 10,000 76 5/17/00 7,500 90 1/2 5/17/00 10,100 90 5/18/00 2,400 90 1/8 Douglas H. Martin (2) 5/8/00 4,000 76 5/16/00 4,900 91 3/4 5/16/00 2,000 89 3/4 5/16/00 3,100 89 5/32 Warren A. Stephens Trust UID 9/30/87 5/8/00 1,100 77 5/8/00 3,900 76 3/4 5/8/00 1,000 77 5/12/00 500 88 9/16 6/2/00 1,500 102
(1) Represents sale of shares owned by Delaware Charter Guarantee & Trust f/b/o Jon E.M. Jacoby Keogh. (2) Represents sale of shares owned by Stephens Inc., Custodian for Douglas H. Martin IRA. (e) On May 31, 2000, Stephens Group, Inc. gifted 538 shares of Power-One common stock to a nonprofit organization. On June 16, 2000, the Warren A. Stephens Trust gifted 1,852 shares of Power-One Common Stock to a nonprofit organization, and Jon E.M. Jacoby gifted 12,346 shares of Power-One Common Stock to a nonprofit organization. (f) The table below discloses the sale of shares of Power-One common stock during the past sixty days by persons who may comprise a group with any of the Reporting Persons within the meaning of Rule 13-d(3) 37 CUSIP No. 739308 10 4 Page 37 of 41 Pages of the Exchange Act. The persons listed below expressly disclaim membership in any group pursuant to Regulation 13D.
Number of Name Date Shares Price - ---- ---- ---------- ----- Susan Stephens Campbell 1995 Trust UID 12/16/85 5/16/00 7,500 92.2558 Craig D. Campbell, Jr. 1995 Trust UID 12/4/95 5/16/00 7,500 92.2558 Elizabeth Chisum Campbell 1995 Trust UID 12/4/95 5/16/00 7,500 92.2558 W.R. Stephens, Jr. Children's Trust UID 3/1/95 5/12/00 300 90 5/12/00 700 88 5/15/00 2,800 88.363 5/16/00 1,200 92.2558 Robert Schulte 4/25/00 10,000 69.325 5/12/00 3,000 88.5625 C. Ray Gash 4/26/00 1,000 72 William S. Walker 5/12/00 500 90
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Item 6 is hereby amended by adding the following: (c) On June 2, 2000, J&J Partners and Bradbury Enterprises distributed their interests in Power-One common stock held in the Voting Trust to their respective shareholders and/or partners in accordance with the provisions of the Voting Trust Agreement. Accordingly, J&J Partners distributed its interest in 11,752 shares to James O. Jacoby, Jr., 391 shares to Jon E.M. Jacoby, and 27,029 shares to Jacoby Enterprises, Inc.; and Bradbury Enterprises distributed its interest in 39,204 shares to Curtis F. Bradbury, Jr. and 13,068 shares to Ralph Bradbury. Pursuant to the terms of the Voting Trust Agreement, such shares remained in the Voting Trust and the distributees executed consents agreeing to become parties to the Voting Trust Agreement. On June 8, 2000, Ralph Bradbury sold 19,602 of such shares (representing the original distribution plus 6,534 shares received pursuant to a 3 for 2 stock split) at $74.123 per share in a broker's transaction. On June 12, 2000, James O. Jacoby, Jr. sold 4,000 of such shares at $75 7/8 per share in a broker's transaction. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS (a) Consents to become parties to the Voting Trust Agreement. (b) Agreement to File Joint Schedule 13D. 38 CUSIP No. 739308 10 4 Page 38 of 41 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. STEPHENS GROUP, INC. By: /s/ JACKSON T. STEPHENS ---------------------------------- Jackson T. Stephens Chairman of the Board of Directors JACKSON T. STEPHENS TRUST NO. ONE By: /s/ JACKSON T. STEPHENS ---------------------------------- Jackson T. Stephens, Trustee By: /s/ WARREN A. STEPHENS ---------------------------------- Warren A. Stephens, Trustee BESS C. STEPHENS TRUST By: /s/ BESS C. STEPHENS ---------------------------------- Bess C. Stephens, Trustee By: /s/ JACKSON T. STEPHENS ---------------------------------- Jackson T. Stephens, Trustee By: /s/ VERNON J. GISS ---------------------------------- Vernon J. Giss, Trustee WARREN A. STEPHENS TRUST By: /s/ WARREN A. STEPHENS ---------------------------------- Warren A. Stephens, Trustee WARREN & HARRIET STEPHENS CHILDREN'S TRUST By: /s/ JON E.M. JACOBY ---------------------------------- Jon E.M. Jacoby, Trustee 39 CUSIP No. 739308 10 4 Page 39 of 41 Pages HARRIET CALHOUN STEPHENS TRUST By: /s/ HARRIET C. STEPHENS ------------------------------------------- Harriet C. Stephens, Trustee ELIZABETH ANN STEPHENS CAMPBELL REVOCABLE TRUST By: /s/ ELIZABETH STEPHENS CAMPBELL ------------------------------------------- Elizabeth Stephens Campbell, Trustee W.R. STEPHENS, JR. REVOCABLE TRUST By: /s/ WILTON R. STEPHENS, JR. ------------------------------------------- Wilton R. Stephens, Jr., Trustee JACKSON T. STEPHENS GRANDCHILDRENS TRUST AAAA By: /s/ JON E.M. JACOBY ------------------------------------------- Jon E.M. Jacoby, Trustee PAMELA DIANE STEPHENS TRUST ONE By: /s/ BESS C. STEPHENS ------------------------------------------- Bess C. Stephens, Trustee By: /s/ ELIZABETH STEPHENS CAMPBELL ------------------------------------------- Elizabeth Stephens Campbell, Trustee By: /s/ WILTON R. STEPHENS, JR. ------------------------------------------- Wilton R. Stephens, Jr., Trustee By: /s/ PAMELA DIANE STEPHENS ------------------------------------------- Pamela Diane Stephens, Trustee 40 CUSIP No. 739308 10 4 Page 40 of 41 Pages WARREN MILES AMERINE STEPHENS TRUST By: /s/ WARREN A. STEPHENS ------------------------------------------- Warren A. Stephens, Trustee JOHN CALHOUN STEPHENS TRUST By: /s/ WARREN A. STEPHENS ------------------------------------------- Warren A. Stephens, Trustee LAURA WHITAKER STEPHENS TRUST By: /s/ WARREN A. STEPHENS ------------------------------------------- Warren A. Stephens, Trustee J&J PARTNERS By: /s/ JON E.M. JACOBY ------------------------------------------- Jon E.M. Jacoby, Managing Partner JACOBY ENTERPRISES, INC. By: /s/ JON E.M. JACOBY ------------------------------------------- Jon E.M. Jacoby, President CORAL TWO CORPORATION By: /s/ JON E.M. JACOBY ------------------------------------------- Jon E.M. Jacoby, President CORAL PARTNERS By: /s/ WARREN A. STEPHENS ------------------------------------------- Warren A. Stephens, Partner By: /s/ JON E.M. JACOBY ------------------------------------------- Jon E.M. Jacoby, Partner 41 CUSIP No. 739308 10 4 Page 41 of 41 Pages BRADBURY ENTERPRISES By: /s/ CURTIS F. BRADBURY, JR. ------------------------------------------- Curtis F. Bradbury, Jr., Partner /s/ DOUGLAS H. MARTIN ----------------------------------------------- Douglas H. Martin /s/ CURTIS F. BRADBURY, JR. ----------------------------------------------- Curtis F. Bradbury, Jr. /s/ JACKSON T. STEPHENS ----------------------------------------------- Jackson T. Stephens /s/ WARREN A. STEPHENS ----------------------------------------------- Warren A. Stephens /s/ BESS C. STEPHENS ----------------------------------------------- Bess C. Stephens /s/ VERNON J. GISS ----------------------------------------------- Vernon J. Giss /s/ JON E.M. JACOBY ----------------------------------------------- Jon E.M. Jacoby /s/ HARRIET C. STEPHENS ----------------------------------------------- Harriet C. Stephens /s/ ELIZABETH STEPHENS CAMPBELL ----------------------------------------------- Elizabeth Stephens Campbell /s/ WILTON R. STEPHENS, JR. ----------------------------------------------- Wilton R. Stephens, Jr. /s/ PAMELA DIANE STEPHENS ----------------------------------------------- Pamela Diane Stephens /s/ JAMES SOMMERS ----------------------------------------------- James Sommers, trustee pursuant to Voting Trust Agreement dated as of June 8, 1998 42 INDEX TO EXHIBITS
EXHIBIT NO. DESCRIPTION - ------- ----------- a Consents to become parties to the Voting Trust Agreement. b Agreement to File Joint Schedule 13D
EX-99.A 2 0002.txt CONSENTS-PARTIES TO THE VOTING TRUST AGREEMENT 1 CUSIP No. 739308 10 4 Page 1 of 5 Pages CONSENT The undersigned, Curt Bradbury, being a holder of 39,204 shares (the "Shares") of common stock par value $.001 per share, of Power-One, Inc. (the "Common Stock") received as a distribution from Bradbury Enterprises hereby (i) agrees to become a party to the Voting Trust Agreement dated as of June 8, 1998 (the "Voting Trust Agreement") relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement. Dated: June 5, 2000 /s/ CURT BRADBURY ------------------------------ Curt Bradbury 2 CUSIP No. 739308 10 4 Page 2 of 5 Pages CONSENT The undersigned, Jacoby Enterprises, Inc., being a holder of 27,029 shares (the "Shares") of common stock par value $.001 per share, of Power-One, Inc. (the "Common Stock") received as a distribution from J & J Partners hereby (i) agrees to become a party to the Voting Trust Agreement dated as of June 8, 1998 (the "Voting Trust Agreement") relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement. Jacoby Enterprises, Inc. Dated: June 5, 2000 BY: /s/ JON JACOBY ------------------------------ Jon Jacoby, President 3 CUSIP No. 739308 10 4 Page 3 of 5 Pages CONSENT The undersigned, Jim Jacoby, being a holder of 11,752 shares (the "Shares") of common stock par value $.001 per share, of Power-One, Inc. (the "Common Stock") received as a distribution from J & J Partners hereby (i) agrees to become a party to the Voting Trust Agreement dated as of June 8, 1998 (the "Voting Trust Agreement") relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement. Dated: June 5, 2000 /s/ JIM JACOBY ------------------------------ Jim Jacoby 4 CUSIP No. 739308 10 4 Page 4 of 5 Pages CONSENT The undersigned, Jon Jacoby, being a holder of 391 shares (the "Shares") of common stock par value $.001 per share, of Power-One, Inc. (the "Common Stock") received as a distribution from J & J Partners hereby (i) agrees to become a party to the Voting Trust Agreement dated as of June 8, 1998 (the "Voting Trust Agreement") relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement. Dated: June 5, 2000 /s/ JON JACOBY ------------------------------ Jon Jacoby 5 CUSIP No. 739308 10 4 Page 5 of 5 Pages CONSENT The undersigned, Ralph Bradbury, being a holder of 13,068 shares (the "Shares") of common stock par value $.001 per share, of Power-One, Inc. (the "Common Stock") received as a distribution from Bradbury Enterprises hereby (i) agrees to become a party to the Voting Trust Agreement dated as of June 8, 1998 (the "Voting Trust Agreement") relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement. Dated: June 5, 2000 /s/ RALPH BRADBURY ------------------------------ Ralph Bradbury EX-99.B 3 0003.txt JOINT FILING AGREEMENT 1 CUSIP No. 739308 10 4 Page 1 of 4 Pages JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) of Regulation 13D of the Securities Exchange Act of 1934, as amended, the persons or entities below agree to the joint filing on behalf of each of them of this statement on Schedule 13D (including any and all amendments thereto) with respect to the Common Stock of Power-One, Inc. and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof the undersigned, being duly authorized, hereby execute this Agreement as of the 19th day of June, 2000. STEPHENS GROUP, INC. By: /s/ JACKSON T. STEPHENS ---------------------------------- Jackson T. Stephens Chairman of the Board of Directors JACKSON T. STEPHENS TRUST NO. ONE By: /s/ JACKSON T. STEPHENS ---------------------------------- Jackson T. Stephens, Trustee By: /s/ WARREN A. STEPHENS ---------------------------------- Warren A. Stephens, Trustee BESS C. STEPHENS TRUST By: /s/ BESS C. STEPHENS ---------------------------------- Bess C. Stephens, Trustee By: /s/ JACKSON T. STEPHENS ---------------------------------- Jackson T. Stephens, Trustee By: /s/ VERNON J. GISS ---------------------------------- Vernon J. Giss, Trustee WARREN A. STEPHENS TRUST By: /s/ WARREN A. STEPHENS ---------------------------------- Warren A. Stephens, Trustee 2 CUSIP No. 739308 10 4 Page 2 of 4 Pages WARREN & HARRIET STEPHENS CHILDREN'S TRUST By: /s/ JON E.M. JACOBY ------------------------------------ Jon E.M. Jacoby, Trustee HARRIET CALHOUN STEPHENS TRUST By: /s/ HARRIET C. STEPHENS ------------------------------------ Harriet C. Stephens, Trustee ELIZABETH ANN STEPHENS CAMPBELL REVOCABLE TRUST By: /s/ ELIZABETH STEPHENS CAMPBELL ------------------------------------ Elizabeth Stephens Campbell, Trustee W. R. STEPHENS, JR. REVOCABLE TRUST By: /s/ WILTON R. STEPHENS, JR. ------------------------------------ Wilton R. Stephens, Jr., Trustee JACKSON T. STEPHENS GRANDCHILDRENS TRUST AAAA By: /s/ JON E.M. JACOBY ------------------------------------ Jon E.M. Jacoby, Trustee PAMELA DIANE STEPHENS TRUST ONE By: /s/ BESS C. STEPHENS ------------------------------------ Bess C. Stephens, Trustee By: /s/ ELIZABETH STEPHENS CAMPBELL ------------------------------------ Elizabeth Stephens Campbell, Trustee By: /s/ WILTON R. STEPHENS, JR. ------------------------------------ Wilton R. Stephens, Jr., Trustee By: /s/ PAMELA DIANE STEPHENS ------------------------------------ Pamela Diane Stephens, Trustee 3 CUSIP NO. 739308 10 4 Page 3 of 4 Pages WARREN MILES AMERINE STEPHENS TRUST By: /s/ WARREN A. STEPHENS ------------------------------------ Warren A. Stephens, Trustee JOHN CALHOUN STEPHENS TRUST By: /s/ WARREN A. STEPHENS ------------------------------------ Warren A. Stephens, Trustee LAURA WHITAKER STEPHENS TRUST By: /s/ WARREN A. STEPHENS ------------------------------------ Warren A. Stephens, Trustee J&J PARTNERS By: /s/ JON E.M. JACOBY ------------------------------------ Jon E.M. Jacoby, Managing Partner JACOBY ENTERPRISES, INC. By: /s/ JON E.M. JACOBY ------------------------------------ Jon E.M. Jacoby, President CORAL TWO CORPORATION By: /s/ JON E.M. JACOBY ------------------------------------ Jon E.M. Jacoby, President CORAL PARTNERS By: /s/ WARREN A. STEPHENS ------------------------------------ Warren A. Stephens, Partner 4 CUSIP No. 739308 10 4 Page 4 of 4 Pages By: /s/ JON E.M. JACOBY ----------------------------------- Jon E.M. Jacoby, General Partner BRADBURY ENTERPRISES By: /s/ CURTIS F. BRADBURY, JR. ----------------------------------- Curtis F. Bradbury, Jr., Partner /s/ DOUGLAS H. MARTIN -------------------------------------- Douglas H. Martin /s/ CURTIS F. BRADBURY, JR. -------------------------------------- Curtis F. Bradbury, Jr. /s/ JACKSON T. STEPHENS -------------------------------------- Jackson T. Stephens /s/ WARREN A. STEPHENS -------------------------------------- Warren A. Stephens /s/ BESS C. STEPHENS -------------------------------------- Bess C. Stephens /s/ VERNON J. GISS -------------------------------------- Vernon J. Giss /s/ JON E.M. JACOBY -------------------------------------- Jon E.M. Jacoby /s/ HARRIET C. STEPHENS -------------------------------------- Harriet C. Stephens /s/ ELIZABETH STEPHENS CAMPBELL -------------------------------------- Elizabeth Stephens Campbell /s/ WILTON R. STEPHENS, JR. -------------------------------------- Wilton R. Stephens, Jr. /s/ PAMELA DIANE STEPHENS -------------------------------------- Pamela Diane Stephens /s/ JAMES SOMMERS -------------------------------------- James Sommers, trustee pursuant to Voting Trust Agreement dated as of June 8, 1998 -----END PRIVACY-ENHANCED MESSAGE-----